SEC Finder Disclosures

Last updated on December 14, 2022

Prometheus Financial LLC SEC Finder Disclosures

Prometheus Financial, LLC (the “finder”), a registered broker dealer and member FINRA/SIPC, has been engaged as a referral agent by various investment managers, in which these investment managers are or are affiliated with a Registered Investment Advisor, for privately placed investment vehicles. 

In providing such services under an engagement agreement, Prometheus Financial, LLC may receive cash compensation in the form of a commission. No such fees and expenses will increase the cost to an investor in the fund.

Pursuant to the SEC Marketing Rule (Investment Advisers Act of 1940) Rule 206(4)-1, the “SEC Finder Disclosure” must be provided to any new client the finder may introduce to a Registered Investment Advisor in which the finder has an engagement agreement in place with: 

Prometheus means Prometheus Alternative Investments, Inc., and its in-application and web experiences with its family of wholly owned subsidiaries, which includes Prometheus Financial, LLC, Prometheus Financial Advisors, LLC, Prometheus Access Administrator, LLC and Studio Prometheus, LLC.

Content provided is for educational purposes only. All investments involve risks, including the possible loss of capital. View Important Disclosure.

The Marketplace and investment opportunities offered by Prometheus Financial Advisors, LLC, a Registered
Investment Advisor. Securities transactions executed by Prometheus Financial, LLC, member FINRA/SIPC

© 2021-2024 Prometheus Alternative Investments. All Rights Reserved.

Prometheus means Prometheus Alternative Investments, Inc., and its in-application and web experiences with its family of wholly owned subsidiaries, which includes Prometheus Financial, LLC, Prometheus Financial Advisors, LLC, Prometheus Access Administrator, LLC and Studio Prometheus, LLC.

Content provided is for educational purposes only. All investments involve risks, including the possible loss of capital. View Important Disclosure.

The Marketplace and investment opportunities offered by Prometheus Financial Advisors, LLC, a Registered
Investment Advisor. Securities transactions executed by Prometheus Financial, LLC, member FINRA/SIPC

© 2021-2024 Prometheus Alternative Investments. All Rights Reserved.

Prometheus means Prometheus Alternative Investments, Inc., and its in-application and web experiences with its family of wholly owned subsidiaries, which includes Prometheus Financial, LLC, Prometheus Financial Advisors, LLC, Prometheus Access Administrator, LLC and Studio Prometheus, LLC.

Content provided is for educational purposes only. All investments involve risks, including the possible loss of capital. View Important Disclosure.

The Marketplace and investment opportunities offered by Prometheus Financial Advisors, LLC, a Registered
Investment Advisor. Securities transactions executed by Prometheus Financial, LLC, member FINRA/SIPC

© 2021-2024 Prometheus Alternative Investments. All Rights Reserved.

Prometheus means Prometheus Alternative Investments, Inc., and its in-application and web experiences with its family of wholly owned subsidiaries, which includes Prometheus Financial, LLC, Prometheus Financial Advisors, LLC, Prometheus Access Administrator, LLC and Studio Prometheus, LLC.

Content provided is for educational purposes only. All investments involve risks, including the possible loss of capital. View Important Disclosure.

The Marketplace and investment opportunities offered by Prometheus Financial Advisors, LLC, a Registered
Investment Advisor. Securities transactions executed by Prometheus Financial, LLC, member FINRA/SIPC

© 2021-2024 Prometheus Alternative Investments. All Rights Reserved.

Prometheus means Prometheus Alternative Investments, Inc., and its in-application and web experiences with its family of wholly owned subsidiaries, which includes Prometheus Financial, LLC, Prometheus Financial Advisors, LLC, Prometheus Access Administrator, LLC and Studio Prometheus, LLC.

Content provided is for educational purposes only. All investments involve risks, including the possible loss of capital. View Important Disclosure.

The Marketplace and investment opportunities offered by Prometheus Financial Advisors, LLC, a Registered
Investment Advisor. Securities transactions executed by Prometheus Financial, LLC, member FINRA/SIPC

© 2021-2024 Prometheus Alternative Investments. All Rights Reserved.